CCAR Auditor - AVP

  • Deutsche Bank
  • New York, NY, United States
  • Jul 18, 2017
Full time Accounting Finance

Job Description

Group Audit

The Group Audit (GA) function comprises over 700 staff located in our four hub locations New York, London, Frankfurt, Singapore and 26 other countries across the globe.

The function is a professional, business focused, proactive risk-based global audit team that operates with transparency, integrity and independence, and assists the Bank’s business and infrastructure areas to identify key control weaknesses.

The GA team prides itself in ensuring the highest standard in professional delivery. The function provides a systematic, disciplined approach to examine, evaluate and report objectively on the adequacy of both the design and operating effectiveness of the systems of internal control and the effectiveness of risk management and governance processes.

Being Deutsche Bank’s ‘third line of defence’ we have a high profile in the Bank acting as an independent and forward looking challenger and adviser to Senior Management and are increasingly relied upon by the Regulators.

Our global connectivity provides a stimulating environment and the opportunity to collaborate, network and share knowledge with intelligent colleagues and specialists around the world. Our colleagues are known for their agile minds, looking beyond the obvious, and challenging the status-quo in an open-minded, collaborative way. We consistently invest in our people, offering genuine opportunities for development and advancement.


Position Overview


Position Overview:

  • Evaluate the adequacy and effectiveness of internal controls relating to key financial and regulatory reporting operations including DFAST and CCAR reporting in accordance with group audit methodology and the established risk assessment framework.
  • Contribute to risk assessment profiles / business monitoring and the overall implementation of group audit methodology.
  • Undertake audit assignments, draft audit reports for review by audit management, facilitate issue tracking and validate closure of issues.
  • Pro-actively develop and maintain professional working relationships with colleagues, the business and respective support areas and work in an integrated manner with fellow team members both locally and globally.
  • Complete all work assigned on a timely basis, including ad hoc projects and special investigations.
  • Develop and maintain broad financial services experience, Bank knowledge and technical expertise. Keeps current on business/industry changes and their effect on the audit plan/approach and Risk Assessments. 
  • Occasional travel may be required.

Skills Required

  • Minimum 5-7 years of experience with a combination of financial services and big 4 accounting firm exposure.
  • Working knowledge of key financial and regulatory reporting risks.  Strong understanding of banking and capital markets products, key banking regulations e.g. Basel II/III, CCAR, regulatory reports e.g. Call Reports, FRY-9C or FFIEC 101 considered a plus.
  • Flexible, pro-active, self-sufficient and innovative individual with strong organizational and multi-tasking skills to take ownership and responsibility of agreed targets and meet them within budget to enable a timely and efficient completion of audit projects.
  • Excellent written / verbal communication skills and be able to communicate effectively at all levels within Group Audit and with the client.
  • Innovative mindset and ability to develop ideas, which are implemented and have a positive impact.
  • Natural role model and reference point for the individual’s peer group.

Educational Requirements

  • Bachelors degree required in Finance or accounting.