23 Compliance jobs

Monzo is a bank that lives on your phone. Our mission is to  make money work for everyone : to make our customers effortlessly financially savvy with smart features, unexpectedly friendly service, and a relentless focus on what people genuinely want and need. Our net promoter score of +80 is more than 2x that of other banks, and we are the fastest-growing bank in the UK. Monzo resembles a fast-paced tech startup  – we move fast, ship things every day, and develop products iteratively. We are also very serious about the safety of our customers’ money and their trust in us, and we believe this starts with our culture. We  default to transparency  both internally and externally, and we involve our  community  in everything we do. We prize a diverse team as a strength: everyone is welcome at Monzo and is encouraged to do the best work of their lives. We’re planning to launch in the US in the next few months , and we’re...

Credit Karma's mission is to make financial progress possible for everyone. We have over 80 million US members and are now taking aim internationally. In just 12 months from launch, we’ve grown Credit Karma Canada to be the #1 destination for free credit scores and reports, and we’re just getting started. Your role will be to our international growth efforts in Canada and globally beyond. We’re looking for a leader to take charge of driving execution and high performing operations for all of our international product and engineering teams. You will drive key decisions along the way that will impact our entire International team. We are operating as a well funded and supported “startup” within Credit Karma with enormous opportunity to move fast and have high impact. The Technical Program Manager Lead will work directly with the VP, International and be a critical leader for the cross-functional teams and the overall Credit Karma International roadmap,...

As a member of the team, you’ll have the opportunity to advise on system implementations, product launches and other business initiatives. You will support compliance initiatives throughout a fast paced dynamic startup environment. You’ll collaborate regularly with the operations, security, and development teams to complete a variety of engaging projects that assess enterprise technology risk. If you are a self-starter, with an appetite to learn and play a vital role in the growth of our compliance team, then this role is for you. What You'll Do: Develop and maintain information security policies, procedures, standards and guidelines based on best practices and regulatory and legal compliance Creates, manages and conducts workforce information security Ensures adequate and effective IT controls exist to meet applicable current and future security compliance requirements found in laws, regulations, frameworks such as requirements to comply with SSAE 16...

Credit Karma is looking for a self-starter, detail-oriented Operations and Compliance Associate to help us scale our practices for maintaining the highest marketing standards for Auto Loans products across Credit Karma and ensure our 80+ million members see the best and most accurate Auto Loans offers available. This person will work closely with our Partnerships, Product, Engineering, and Legal teams to identify opportunities to improve our compliance practices and internal tools, resolve any technical issues, as well as help to streamline communication with our partners and internal stakeholders. This position will be based in Los Angeles, while reporting remotely to the manager in San Francisco. What the Job Entails Manage various Auto Loans and Auto Insurance partner accounts from an operations and compliance standpoint Provide support and redundancy for other loan channels and be able to assist as needed Execute changes as requested by partners and assist in...

At Firmex, our Operations team is at the heart of our business. If you want to be an essential, highly valued, and recognized part of an ambitious company with big tech that supports thousands of the biggest names in banking, legal, private equity, and business, this is a role for you. Firmex provides financial, legal, and corporate professionals a secure virtual space to store and exchange highly secure corporate files and documents. Over 100,000 companies worldwide use our cloud-based solutions. And we got here one client at a time through the amazing hard work of our team. And we want that number to grow exponentially.  To that end, we’re looking for a Information Security and Compliance, Manager who will drive and support the development of security and compliance. We’re looking for a driven, multi-talented Information Security and Compliance, Analyst leader who will: Manage SOC II Type 1 and HIPAA compliance audits. Develop and maintain internal policies,...

At OnDeck, we improve the world’s economic landscape by changing the way small businesses access capital. We do it in an environment where we celebrate collaboration, but aren’t afraid of healthy competition; where we’re serious about our work but don’t take ourselves too seriously; and where we are small enough to be nimble but strong enough to make a big impact. Role Overview: Join our impactful compliance team at OnDeck.  You’ll have the opportunity to drive the compliance framework forward, shape the regulatory strategy, and be part of a dynamic and fun-loving team!  As a Compliance Manager, you will have the opportunity to work in an evolving space in financial services. Due to the small size of the compliance group, it also presents a great opportunity to work across a number of different subject matter areas. OnDeck has a more inviting and flexible culture than the typical large financial institution. As a Compliance Manager at OnDeck, you will: Drive all...

About the right team member: As a Plan Ops & Compliance Executive, you will be a critical part of the Business Success team in managing the compliance needs of our 401(k) plans.  You love nothing more than 401(k) rules and compliance, understanding how the IRS thinks about plan qualification and building processes to help clients meet DOL requirements. You care about accuracy and are comfortable using compliance software as well as Excel to assess plan testing data. You’ve worked directly on a compliance team or in a Third Party Administration firm and know what “busy season” entails. You care about plan design, helping clients meet their retirement readiness goals, and want to be a part of a team that’s revolutionizing the industry.  You are entrepreneurial and can demonstrate quick thinking and creative problem solving to get the job done. At Betterment you will get to: Prepare and manage the annual compliance testing, correction calculations, and government...

This internship is an immersive program where you will make big contributions in a short amount of time. Betterment’s internship program is a mutually beneficial relationship: We invest time in teaching, training, and mentoring you while gaining from your creativity, enthusiasm, and new approaches to our inner-workings. You’ll get hands-on experience in a professional workplace, make valuable contacts, and gain knowledge for future endeavors. Best of all, you get to experience what it’s like working for a leading fintech robo-advisor in the industry — in the heart of New York City.  You must be able to receive course credit. About the right team member:  We are seeking a driven student eager to flex your skills at the most innovative broker-dealer and registered investment advisor in the world. You want to learn how a team builds and executes an efficient compliance program and you’re not afraid to roll up your sleeves and get to work. You have a business mind, and are always...

At Zopa, we’re shaping the future of finance.   We offer simple loans and smart investments that help people take control of their finances and do more with their money. In the 12 years we’ve been in business, we’ve helped more than 60,000 people lend over £2 billion to 246,000 UK consumers.   And our journey’s only just beginning. In November 2016 we announced our plans to build a next generation bank so that we can bring a greater range of smart, ethical finance products to even more people.   The opportunity:   We’re seeking to enhance our Compliance team by recruiting a Compliance Manager with experience in financial crime. As we’ll be launching a new bank (exciting!) you’ll need to be the type of person who has an interest in learning, and supporting, in all areas of regulatory compliance. Consequently, your role will be split between financial crime and retail banking compliance.   This person will: Help ensure business areas are compliant with Financial crime...

Artivest is seeking a Corporate Counsel to play a key role in executing our mission of bringing exceptional investment opportunities to a wider audience of qualified investors. Working closely with the executive management, business development and implementation teams, you will be responsible for all legal matters for Artivest Holdings and its affiliates which include a registered limited purpose broker-dealer and a commodity pool operator. In addition to general corporate functions, you will work directly on fund formation and product development. You will also take the lead in negotiating contractual arrangements with third party fund managers and service providers. Who You Are Entrepreneurial and highly motivated Excellent written, communication and interpersonal skills Organized, detail-oriented, extremely thorough, and able to multitask Strong analytical abilities and excellent drafting skills Ability to identify and analyze regulatory, compliance, and...

About us TransferTo operates a Cross-Border Mobile Payments Network for emerging markets, processing airtime top-up, money transfers, push and merchant payments in real-time for duly licensed financial institutions, organisations and merchants. Leading companies around the world rely on TransferTo’s Mobile Payments solutions for digital payments. For more information, please visit http://www.transfer-to.com Compliance TransferTo is currently seeking a driven Compliance professional based in London with experience supporting a global company.  A career with TransferTo provides invaluable experience in an exciting and rapidly expanding market and an opportunity to be part of a truly global company with 7 offices worldwide and a work force that includes over 50 different nationalities. This Compliance role will be an active contributor in delivering the Compliance strategy and agenda. This role will be both strategic and operationally focused. Working closely with...

Liveware Group, The UK’s Fintech Recruiter has been instructed by an exciting and leading start-up fintech organisation to recruit a suitably experienced MLRO/Head of Compliance based out of either Newcastle or London. This is a pivotal role within the organisations executive management team and you will head up the Financial Crime, Risk and Compliance Teams, you will be a skilled senior level manager with at least 5+ years’ experience within a similar role. The company is in continuous growth and the ideal candidate will be flexible in their approach and have the ability to roll their sleeves up and lead from the front. This is a role for someone who is keen to grow and progress with the company and benefit from its success.   To be considered for the role, our client is looking someone who has experience of working as a Head of Compliance and MLRO, with obvious preference to those who have working experience of a fintech start-up.   This role offers a very large and...

Wanted: Full Time Absolutely No-Nonsense Admin Assistant (Compliance) Location: The ANNA Experience Team, Cardiff Salary (Full-time): £21,000-£24,500 The set up ANNA Money is a business current account and admin assistant. A lot of our customers are new to the business world, so we offer 24/7 support to help them grow their business from the ground up 🌱 Our aim is to provide legendary customer service to all businesses, big and small. The Compliance circle has a big role in this, and helps to onboard our customers so that they can get the most out of their ANNA account. We're going through a period of rapid growth and we're looking for people to join our expanding Cardiff Compliance circle. Once we’ve found the right people to join our team, it could be a while before we hire again. So don’t miss the opportunity to join a growing Fintech startup, and send us your CV today! Role requirements A good understanding of KYC and CDD....

Liveware Group, The UK’s Fintech Recruiter has been instructed by an exciting and leading fintech organisation to recruit a suitably experienced Senior BI (Business Intelligence) Analyst for their Newcastle office. This is a pivotal role within the organisations BI Team and the ideal candidate will be looking to step up to team management soon. You will have at least 2-3+ years’ experience within a similar role. The company is in continuous growth and the ideal candidate will be flexible in their approach and have the ability to roll their sleeves up and get stuck in. This is a role for someone who is keen to grow and progress with the company and contribute to its success. The ideal candidate will also/be/have: Previously experience working within the Finance industry. Experience using multiple data streams for report creation Worked closely with a range of departments and 3rd parties Provide analysis across various commercial areas including Collections,...

Liveware Group, The UK’s Fintech Recruiter has been instructed by a well known, exciting and leading fintech organisation to recruit a suitably experienced Financial Crime Compliance Manager for their North East office. This is a pivotal role within the organisations management team growth structure and you will report directly to the Head of Compliance Executive. Managing Financial Crime, Risk and Compliance Team and growing a team of analysts you will be a skilled manager with at least 5+ years’ experience within a similar role. The company is in continuous growth and the ideal candidate will be flexible in their approach and have the ability to roll their sleeves up and lead from the front. This is a role for someone who is keen to grow and progress with the company and contribute to its success.   The ideal candidate will be/have: Recognised educational qualifications and a professional qualification such as Compliance of AML from a recognised body eg ICA or...

MLRO / Compliance Manager £30,000 - £45,000 Annual Salary Open to Remote Working 3-4 Days a Week +3 Years in Payments Industry (FCA approved person preferred) GlobePay is a payment institution based in London specialising in China-UK cross-border mobile payments. Established in 2018, are growing exponentially in a niche market. Our clients are in education, retail, logistics, hospitality and more. We are looking for an experienced MLRO/Compliance Manager who will enforce and monitor our compliance program with regards to anti-money laundering.   You will take a senior and central role in our anti-money laundering and compliance activities: managing our AML program, detecting suspicious activity, and compiling reports. On a day-to-day basis you will need to ensure that GlobePay operates in compliance with FCA regulations. We are looking for someone who has at least 3 years’ experience in the payments industry , is highly analytic and has strong written and...

Ready to shape tomorrow? Currencycloud is somewhere where innovative thinking and the power of technology know no limits. We know that the success of the business depends on the people who keep it moving, which is why we are looking for exceptional talent to join our international payments revolution. About the role... This is a senior role which combines responsibilities for Currencycloud B.V. and the wider Currencycloud Group. You will report directly to the Group DMLRO and work closely with management and key business units to develop a comprehensive and proportionate control framework that meets the global regulatory requirements applicable to our business. The details... Responsible for for the AML framework within Currencycloud B.V.  Lead together with the Group CCO and MLRO the relationship with De Nederlandsche Bank (DNB) and other relevant regulators Ensuring that the company remains up to date with all relevant regulatory developments Drafting/adjusting all...

We are Givelify®, where fintech meets philanthropy. We help people instantly find causes that inspire them to action so they can change the world—one simple, joyful gift at a time.  The  Software Engineering Architect   is tasked with developing   building payment systems on scale. At our core we enable our Donors give to causes and organizations they are most passionate about. You will build systems that securely facilitate movement of money through the credit, debit and ACH networks. You will build merchant on-boarding, verification,   KYC,   reporting systems. You will help develop and implement financial fraud detection systems.         Some of the meaningful work you will perform: Build payment systems on scale. Build systems that can help  with the movement of money through the credit, debit and ACH networks.   Build  merchant on-boarding, verification,  KYC  reporting systems.  Assist in the  development  and implementation of...

An early-stage fintech company looking for a compliance specialist Are you excited about and have a desire to work in the Fintech sector.  We are looking for smart and motivated people with problem-solving skills, that are resourceful and are tech and Internet savvy. Knowledge of payments products is desirable. An early-stage fintech company focusing on transactional banking, international remittances, payments and foreign exchange for Small Medium Enterprises and Private individuals is looking for hands-on compliance person with a sounds understanding of Risk-Based Approach and onboarding and monitoring processes for transactional banking and payments.  40% of the job will be focusing on reviewing customer files and transactions and making compliance decisions. Further 30% of the job will be testing systems, maintaining process documentation and policies, while further 30% on keeping abreast of new compliance and regulatory developments and planning for the...

The champion on all things Operations , you will ensure that we run a tight ship as we navigate the deep waters of P2P financing.   About The Job Understand our AML & CFT standards to implement effective Know Your Customer (KYC), Due Diligence (DD), Politically Exposed Persons (PEP) and Risk Profiling checks Ensure timely end of day reconciliation between our Trust accounts and microLEAP’s platform Execute transfers between our Trust accounts, handle monthly payments and handle ad hoc deposits and withdrawals from our users Assist in our credit checking process to ensure Issuers are correctly evaluated Be aware of new and current SC regulations and its impact on our company Assist in establishing our Operations manual, code of conduct and SOPs At all times be compliant with Securities Commission's rules, regulations & guidelines   Job Requirements Minimum Diploma or Degree holder Up to 3 years Operations experience in the fintech, banking or...