Wanted: Full Time Absolutely No-Nonsense Admin Assistant (Compliance)
Location: The ANNA Experience Team, Cardiff
Salary (Full-time): £21,000-£24,500
The set up
ANNA Money is a business current account and admin assistant. A lot of our customers are new to the business world, so we offer 24/7 support to help them grow their business from the ground up 🌱
Our aim is to provide legendary customer service to all businesses, big and small. The Compliance circle has a big role in this, and helps to onboard our customers so that they can get the most out of their ANNA account. We're going through a period of rapid growth and we're looking for people to join our expanding Cardiff Compliance circle. Once we’ve found the right people to join our team, it could be a while before we hire again. So don’t miss the opportunity to join a growing Fintech startup, and send us your CV today!
Role requirements
A good understanding of KYC and CDD....
Apr 23, 2021
Full time
Wanted: Full Time Absolutely No-Nonsense Admin Assistant (Compliance)
Location: The ANNA Experience Team, Cardiff
Salary (Full-time): £21,000-£24,500
The set up
ANNA Money is a business current account and admin assistant. A lot of our customers are new to the business world, so we offer 24/7 support to help them grow their business from the ground up 🌱
Our aim is to provide legendary customer service to all businesses, big and small. The Compliance circle has a big role in this, and helps to onboard our customers so that they can get the most out of their ANNA account. We're going through a period of rapid growth and we're looking for people to join our expanding Cardiff Compliance circle. Once we’ve found the right people to join our team, it could be a while before we hire again. So don’t miss the opportunity to join a growing Fintech startup, and send us your CV today!
Role requirements
A good understanding of KYC and CDD....
Liveware Group, The UK’s Fintech Recruiter has been instructed by an exciting and leading fintech organisation to recruit a suitably experienced Senior BI (Business Intelligence) Analyst for their Newcastle office.
This is a pivotal role within the organisations BI Team and the ideal candidate will be looking to step up to team management soon. You will have at least 2-3+ years’ experience within a similar role.
The company is in continuous growth and the ideal candidate will be flexible in their approach and have the ability to roll their sleeves up and get stuck in. This is a role for someone who is keen to grow and progress with the company and contribute to its success.
The ideal candidate will also/be/have:
Previously experience working within the Finance industry.
Experience using multiple data streams for report creation
Worked closely with a range of departments and 3rd parties
Provide analysis across various commercial areas including Collections,...
Apr 22, 2021
Full time
Liveware Group, The UK’s Fintech Recruiter has been instructed by an exciting and leading fintech organisation to recruit a suitably experienced Senior BI (Business Intelligence) Analyst for their Newcastle office.
This is a pivotal role within the organisations BI Team and the ideal candidate will be looking to step up to team management soon. You will have at least 2-3+ years’ experience within a similar role.
The company is in continuous growth and the ideal candidate will be flexible in their approach and have the ability to roll their sleeves up and get stuck in. This is a role for someone who is keen to grow and progress with the company and contribute to its success.
The ideal candidate will also/be/have:
Previously experience working within the Finance industry.
Experience using multiple data streams for report creation
Worked closely with a range of departments and 3rd parties
Provide analysis across various commercial areas including Collections,...
Position: Compliance Manager
Location: USA: Dallas, TX/Santa Ana, CA/Remote in US
Work with the Director of Corporate Compliance and Security in the development, implementation, and administration of the Sphere Compliance and Security Program.
Summary of the role
Support compliance and security leadership in ensuring that all platforms of Sphere Commerce support and enable clients to comply with relevant industry and governmental standards. Act as the SME on Sphere’s compliance and security program to external stakeholders, such as clients and partners. Serve as liaison between clients and Sphere product and technical teams in assuring that solutions provided are consistent with applicable laws, industry standards, guidelines, and Card Brand Operating Rules. Act as liaison between product/technical teams, compliance, and security leadership in assuring new product development adheres to compliance obligations. Work with compliance and security leadership to drive...
Mar 31, 2021
Full time
Position: Compliance Manager
Location: USA: Dallas, TX/Santa Ana, CA/Remote in US
Work with the Director of Corporate Compliance and Security in the development, implementation, and administration of the Sphere Compliance and Security Program.
Summary of the role
Support compliance and security leadership in ensuring that all platforms of Sphere Commerce support and enable clients to comply with relevant industry and governmental standards. Act as the SME on Sphere’s compliance and security program to external stakeholders, such as clients and partners. Serve as liaison between clients and Sphere product and technical teams in assuring that solutions provided are consistent with applicable laws, industry standards, guidelines, and Card Brand Operating Rules. Act as liaison between product/technical teams, compliance, and security leadership in assuring new product development adheres to compliance obligations. Work with compliance and security leadership to drive...
Liveware Group, The UK’s Fintech Recruiter has been instructed by a well known, exciting and leading fintech organisation to recruit a suitably experienced Financial Crime Compliance Manager for their North East office.
This is a pivotal role within the organisations management team growth structure and you will report directly to the Head of Compliance Executive. Managing Financial Crime, Risk and Compliance Team and growing a team of analysts you will be a skilled manager with at least 5+ years’ experience within a similar role.
The company is in continuous growth and the ideal candidate will be flexible in their approach and have the ability to roll their sleeves up and lead from the front. This is a role for someone who is keen to grow and progress with the company and contribute to its success.
The ideal candidate will be/have:
Recognised educational qualifications and a professional qualification such as Compliance of AML from a recognised body eg ICA or...
Mar 15, 2021
Full time
Liveware Group, The UK’s Fintech Recruiter has been instructed by a well known, exciting and leading fintech organisation to recruit a suitably experienced Financial Crime Compliance Manager for their North East office.
This is a pivotal role within the organisations management team growth structure and you will report directly to the Head of Compliance Executive. Managing Financial Crime, Risk and Compliance Team and growing a team of analysts you will be a skilled manager with at least 5+ years’ experience within a similar role.
The company is in continuous growth and the ideal candidate will be flexible in their approach and have the ability to roll their sleeves up and lead from the front. This is a role for someone who is keen to grow and progress with the company and contribute to its success.
The ideal candidate will be/have:
Recognised educational qualifications and a professional qualification such as Compliance of AML from a recognised body eg ICA or...
MLRO / Compliance Manager
£30,000 - £45,000 Annual Salary
Open to Remote Working 3-4 Days a Week
+3 Years in Payments Industry (FCA approved person preferred)
GlobePay is a payment institution based in London specialising in China-UK cross-border mobile payments. Established in 2018, are growing exponentially in a niche market. Our clients are in education, retail, logistics, hospitality and more. We are looking for an experienced MLRO/Compliance Manager who will enforce and monitor our compliance program with regards to anti-money laundering.
You will take a senior and central role in our anti-money laundering and compliance activities: managing our AML program, detecting suspicious activity, and compiling reports. On a day-to-day basis you will need to ensure that GlobePay operates in compliance with FCA regulations. We are looking for someone who has at least 3 years’ experience in the payments industry , is highly analytic and has strong written and...
Dec 15, 2020
Full time
MLRO / Compliance Manager
£30,000 - £45,000 Annual Salary
Open to Remote Working 3-4 Days a Week
+3 Years in Payments Industry (FCA approved person preferred)
GlobePay is a payment institution based in London specialising in China-UK cross-border mobile payments. Established in 2018, are growing exponentially in a niche market. Our clients are in education, retail, logistics, hospitality and more. We are looking for an experienced MLRO/Compliance Manager who will enforce and monitor our compliance program with regards to anti-money laundering.
You will take a senior and central role in our anti-money laundering and compliance activities: managing our AML program, detecting suspicious activity, and compiling reports. On a day-to-day basis you will need to ensure that GlobePay operates in compliance with FCA regulations. We are looking for someone who has at least 3 years’ experience in the payments industry , is highly analytic and has strong written and...
Regulatory Analyst, Market Oversight
(Competition #2020.36A)
Our organization :
The Alberta Securities Commission is the industry-funded regulator responsible for administering the province's securities laws. It is entrusted with fostering a fair and efficient capital market in Alberta and with protecting investors. As a member of the Canadian Securities Administrators (CSA), the ASC works to improve, coordinate and harmonize the regulation of Canada's capital markets.
The Market Regulation division oversees the equities and derivatives marketplaces, registrants (dealers, advisers, and investment fund managers), and industry self-regulatory organizations (SROs). With a dynamic team of investment and financial professionals, we are involved in leading-edge projects aimed at balancing effective regulation with our stakeholders’ need for innovation and efficient capital markets.
The opportunity:
We are looking to add to our team an industry...
Oct 22, 2020
Full time
Regulatory Analyst, Market Oversight
(Competition #2020.36A)
Our organization :
The Alberta Securities Commission is the industry-funded regulator responsible for administering the province's securities laws. It is entrusted with fostering a fair and efficient capital market in Alberta and with protecting investors. As a member of the Canadian Securities Administrators (CSA), the ASC works to improve, coordinate and harmonize the regulation of Canada's capital markets.
The Market Regulation division oversees the equities and derivatives marketplaces, registrants (dealers, advisers, and investment fund managers), and industry self-regulatory organizations (SROs). With a dynamic team of investment and financial professionals, we are involved in leading-edge projects aimed at balancing effective regulation with our stakeholders’ need for innovation and efficient capital markets.
The opportunity:
We are looking to add to our team an industry...
Ready to shape tomorrow? Currencycloud is somewhere where innovative thinking and the power of technology know no limits. We know that the success of the business depends on the people who keep it moving, which is why we are looking for exceptional talent to join our international payments revolution. About the role... This is a senior role which combines responsibilities for Currencycloud B.V. and the wider Currencycloud Group. You will report directly to the Group DMLRO and work closely with management and key business units to develop a comprehensive and proportionate control framework that meets the global regulatory requirements applicable to our business.
The details...
Responsible for for the AML framework within Currencycloud B.V.
Lead together with the Group CCO and MLRO the relationship with De Nederlandsche Bank (DNB) and other relevant regulators
Ensuring that the company remains up to date with all relevant regulatory developments
Drafting/adjusting all...
Sep 17, 2020
Full time
Ready to shape tomorrow? Currencycloud is somewhere where innovative thinking and the power of technology know no limits. We know that the success of the business depends on the people who keep it moving, which is why we are looking for exceptional talent to join our international payments revolution. About the role... This is a senior role which combines responsibilities for Currencycloud B.V. and the wider Currencycloud Group. You will report directly to the Group DMLRO and work closely with management and key business units to develop a comprehensive and proportionate control framework that meets the global regulatory requirements applicable to our business.
The details...
Responsible for for the AML framework within Currencycloud B.V.
Lead together with the Group CCO and MLRO the relationship with De Nederlandsche Bank (DNB) and other relevant regulators
Ensuring that the company remains up to date with all relevant regulatory developments
Drafting/adjusting all...
We are Givelify®, where fintech meets philanthropy. We help people instantly find causes that inspire them to action so they can change the world—one simple, joyful gift at a time.
The Software Engineering Architect is tasked with developing building payment systems on scale. At our core we enable our Donors give to causes and organizations they are most passionate about. You will build systems that securely facilitate movement of money through the credit, debit and ACH networks. You will build merchant on-boarding, verification, KYC, reporting systems. You will help develop and implement financial fraud detection systems.
Some of the meaningful work you will perform:
Build payment systems on scale.
Build systems that can help with the movement of money through the credit, debit and ACH networks. Build merchant on-boarding, verification, KYC reporting systems. Assist in the development and implementation of...
Jul 21, 2020
Full time
We are Givelify®, where fintech meets philanthropy. We help people instantly find causes that inspire them to action so they can change the world—one simple, joyful gift at a time.
The Software Engineering Architect is tasked with developing building payment systems on scale. At our core we enable our Donors give to causes and organizations they are most passionate about. You will build systems that securely facilitate movement of money through the credit, debit and ACH networks. You will build merchant on-boarding, verification, KYC, reporting systems. You will help develop and implement financial fraud detection systems.
Some of the meaningful work you will perform:
Build payment systems on scale.
Build systems that can help with the movement of money through the credit, debit and ACH networks. Build merchant on-boarding, verification, KYC reporting systems. Assist in the development and implementation of...
An early-stage fintech company looking for a compliance specialist
Are you excited about and have a desire to work in the Fintech sector.
We are looking for smart and motivated people with problem-solving skills, that are resourceful and are tech and Internet savvy. Knowledge of payments products is desirable.
An early-stage fintech company focusing on transactional banking, international remittances, payments and foreign exchange for Small Medium Enterprises and Private individuals is looking for hands-on compliance person with a sounds understanding of Risk-Based Approach and onboarding and monitoring processes for transactional banking and payments.
40% of the job will be focusing on reviewing customer files and transactions and making compliance decisions. Further 30% of the job will be testing systems, maintaining process documentation and policies, while further 30% on keeping abreast of new compliance and regulatory developments and planning for the...
Dec 03, 2019
Full time
An early-stage fintech company looking for a compliance specialist
Are you excited about and have a desire to work in the Fintech sector.
We are looking for smart and motivated people with problem-solving skills, that are resourceful and are tech and Internet savvy. Knowledge of payments products is desirable.
An early-stage fintech company focusing on transactional banking, international remittances, payments and foreign exchange for Small Medium Enterprises and Private individuals is looking for hands-on compliance person with a sounds understanding of Risk-Based Approach and onboarding and monitoring processes for transactional banking and payments.
40% of the job will be focusing on reviewing customer files and transactions and making compliance decisions. Further 30% of the job will be testing systems, maintaining process documentation and policies, while further 30% on keeping abreast of new compliance and regulatory developments and planning for the...
The champion on all things Operations , you will ensure that we run a tight ship as we navigate the deep waters of P2P financing.
About The Job
Understand our AML & CFT standards to implement effective Know Your Customer (KYC), Due Diligence (DD), Politically Exposed Persons (PEP) and Risk Profiling checks
Ensure timely end of day reconciliation between our Trust accounts and microLEAP’s platform
Execute transfers between our Trust accounts, handle monthly payments and handle ad hoc deposits and withdrawals from our users
Assist in our credit checking process to ensure Issuers are correctly evaluated
Be aware of new and current SC regulations and its impact on our company
Assist in establishing our Operations manual, code of conduct and SOPs
At all times be compliant with Securities Commission's rules, regulations & guidelines
Job Requirements
Minimum Diploma or Degree holder
Up to 3 years Operations experience in the fintech, banking or...
Jun 03, 2019
Full time
The champion on all things Operations , you will ensure that we run a tight ship as we navigate the deep waters of P2P financing.
About The Job
Understand our AML & CFT standards to implement effective Know Your Customer (KYC), Due Diligence (DD), Politically Exposed Persons (PEP) and Risk Profiling checks
Ensure timely end of day reconciliation between our Trust accounts and microLEAP’s platform
Execute transfers between our Trust accounts, handle monthly payments and handle ad hoc deposits and withdrawals from our users
Assist in our credit checking process to ensure Issuers are correctly evaluated
Be aware of new and current SC regulations and its impact on our company
Assist in establishing our Operations manual, code of conduct and SOPs
At all times be compliant with Securities Commission's rules, regulations & guidelines
Job Requirements
Minimum Diploma or Degree holder
Up to 3 years Operations experience in the fintech, banking or...
Knoma is an early stage startup backed by a large European VC. We offer a payment solution and marketplace for lifelong learning with the aim of tackling the digital skills gap. We are looking for an experienced credit underwriter, who can become an instrumental part of the team. As a Credit Risk Manager you would oversee development of the logic and the systems associated with working out who we lend to and how much we lend, and then how we collect that money back.
Responsibilities
All underwriting (including redecisioning) along with any decision science work needed to build and deploy decisioning models and logic.
Credit limit assignment activity and credit limit increase/credit limit decrease programs
Setting and monitoring the credit risk control framework (e.g. early warning indicators, risk appetite etc.).
Provisioning, write offs and management of our P&L credit loss line
Ensuring we lend in a compliant and consumer centric way
Competences &...
May 30, 2019
Full time
Knoma is an early stage startup backed by a large European VC. We offer a payment solution and marketplace for lifelong learning with the aim of tackling the digital skills gap. We are looking for an experienced credit underwriter, who can become an instrumental part of the team. As a Credit Risk Manager you would oversee development of the logic and the systems associated with working out who we lend to and how much we lend, and then how we collect that money back.
Responsibilities
All underwriting (including redecisioning) along with any decision science work needed to build and deploy decisioning models and logic.
Credit limit assignment activity and credit limit increase/credit limit decrease programs
Setting and monitoring the credit risk control framework (e.g. early warning indicators, risk appetite etc.).
Provisioning, write offs and management of our P&L credit loss line
Ensuring we lend in a compliant and consumer centric way
Competences &...
BANQIA is looking for a Star Intern to join our Sales department and learn everything about the Payment & Crypto currency world We are looking for an eager, smart and hungry individual to join our 6 month full-time internship program. Our teams are growing very fast and the support given by interns is key for the day to day operations and for Banqia´s growth. A significant part of our staff started as interns, so this could be your chance!
The Role
By joining BANQIA you will:
You will develop high level proposals for our top clients
You will coordinate with other departments (sales, marketing, operations, HR...)
You will work in a dynamic and demanding environment
Learn how to master Powerpoint, Excel and Bloomberg
Learn how to analyze and fully understand a company's operations
Learn side by side with the Sales team by supporting them in their day to day duties.
REQUIREMENTS
You
The ideal candidate will possess:
Relevant Degree in Finance,...
May 28, 2019
Intern
BANQIA is looking for a Star Intern to join our Sales department and learn everything about the Payment & Crypto currency world We are looking for an eager, smart and hungry individual to join our 6 month full-time internship program. Our teams are growing very fast and the support given by interns is key for the day to day operations and for Banqia´s growth. A significant part of our staff started as interns, so this could be your chance!
The Role
By joining BANQIA you will:
You will develop high level proposals for our top clients
You will coordinate with other departments (sales, marketing, operations, HR...)
You will work in a dynamic and demanding environment
Learn how to master Powerpoint, Excel and Bloomberg
Learn how to analyze and fully understand a company's operations
Learn side by side with the Sales team by supporting them in their day to day duties.
REQUIREMENTS
You
The ideal candidate will possess:
Relevant Degree in Finance,...
Roles & Responsibilities
Ensure company policies, internal control procedures & manuals are up-to-date with regulatory requirements and monitor adherence with these policies
Check and approve AML / KYC due diligence assessments on new client onboarding and conduct transaction monitoring for AML
Assist with client profile update based on information collected by internal source and public platform
Act as an internal control function to conduct risk assessment
Ensure the business and operations are in compliance with regulatory requirements
Develop training materials and coordinate compliance / AML training
Carry out compliance work on the company’s operations & systems and prepare reports for management decisions.
Respond to enquiries from regulatory bodies
Participate in any system enhancement UAT, and Ad-hoc projects as assigned
Job Requirements
Bachelor’s degree in Law/Accounting/Finance or other business...
Jan 28, 2019
Full time
Roles & Responsibilities
Ensure company policies, internal control procedures & manuals are up-to-date with regulatory requirements and monitor adherence with these policies
Check and approve AML / KYC due diligence assessments on new client onboarding and conduct transaction monitoring for AML
Assist with client profile update based on information collected by internal source and public platform
Act as an internal control function to conduct risk assessment
Ensure the business and operations are in compliance with regulatory requirements
Develop training materials and coordinate compliance / AML training
Carry out compliance work on the company’s operations & systems and prepare reports for management decisions.
Respond to enquiries from regulatory bodies
Participate in any system enhancement UAT, and Ad-hoc projects as assigned
Job Requirements
Bachelor’s degree in Law/Accounting/Finance or other business...
Wealthfront is seeking a talented, passionate and experienced attorney to handle a wide variety of investment advisory legal and regulatory matters. As a member of our legal team you will work closely with and report to our Deputy General Counsel, and just as importantly, collaborate with all our other departments, including the product, design, engineering, marketing and compliance teams, to provide the best client experience possible.
Responsibilities
Creatively configure compliant solutions and provide advice for sound business decisions in view of relevant legal and compliance requirements and risks
Analyze and provide guidance on evolving laws, rules, regulations, and trends impacting the investment management and financial advisory industries including: Investment Advisers Act of 1940; Securities Exchange Act of 1934 and related regulations; and other federal and state financial services-related laws
Advise with respect to legal and regulatory...
Sep 26, 2018
Full time
Wealthfront is seeking a talented, passionate and experienced attorney to handle a wide variety of investment advisory legal and regulatory matters. As a member of our legal team you will work closely with and report to our Deputy General Counsel, and just as importantly, collaborate with all our other departments, including the product, design, engineering, marketing and compliance teams, to provide the best client experience possible.
Responsibilities
Creatively configure compliant solutions and provide advice for sound business decisions in view of relevant legal and compliance requirements and risks
Analyze and provide guidance on evolving laws, rules, regulations, and trends impacting the investment management and financial advisory industries including: Investment Advisers Act of 1940; Securities Exchange Act of 1934 and related regulations; and other federal and state financial services-related laws
Advise with respect to legal and regulatory...
Wealthfront is seeking a talented, passionate, and experienced attorney to handle a wide variety of broker-dealer legal and regulatory matters. As a member of our legal team you will work closely with and report to our Deputy General Counsel. Just as importantly, you will collaborate with all other departments including the product, design, engineering, marketing, and compliance teams to provide the best client experience possible.
Responsibilities
Creatively configure compliant solutions and provide advice for sound business decisions in view of relevant legal and compliance requirements and risks
Analyze and provide guidance on evolving laws, rules, regulations, and trends impacting broker-dealers, including: Securities Act of 1933, Securities Exchange Act of 1934, and related broker-dealer statutes and regulations; FINRA and MSRB rules and regulations; and other federal and state financial services-related laws, rules and regulations applicable to...
Sep 26, 2018
Full time
Wealthfront is seeking a talented, passionate, and experienced attorney to handle a wide variety of broker-dealer legal and regulatory matters. As a member of our legal team you will work closely with and report to our Deputy General Counsel. Just as importantly, you will collaborate with all other departments including the product, design, engineering, marketing, and compliance teams to provide the best client experience possible.
Responsibilities
Creatively configure compliant solutions and provide advice for sound business decisions in view of relevant legal and compliance requirements and risks
Analyze and provide guidance on evolving laws, rules, regulations, and trends impacting broker-dealers, including: Securities Act of 1933, Securities Exchange Act of 1934, and related broker-dealer statutes and regulations; FINRA and MSRB rules and regulations; and other federal and state financial services-related laws, rules and regulations applicable to...
Description
SoFi is seeking an experienced leader to assist in all aspects of our governance, risk and compliance program. This role will report to the Director of Information Security and work with cross-functional teams and external parties to support compliance, risk management and business development activities.
At SoFi, you’ll become part of a new kind of finance company based around speed, transparency, and alignment with our members’ interests. Our goal is to be at the center of our members’ financial lives. We created student loan refinancing, addressing the biggest financial challenge of a new generation through a modern approach to lending and personal finance. We expanded into other types of loans, and then into insurance and wealth management with similarly inventive products and soon to be launched SoFi money a modern take on a checking or savings account. As the company has grown, we’ve been able to help more people with these...
Sep 20, 2018
Full time
Description
SoFi is seeking an experienced leader to assist in all aspects of our governance, risk and compliance program. This role will report to the Director of Information Security and work with cross-functional teams and external parties to support compliance, risk management and business development activities.
At SoFi, you’ll become part of a new kind of finance company based around speed, transparency, and alignment with our members’ interests. Our goal is to be at the center of our members’ financial lives. We created student loan refinancing, addressing the biggest financial challenge of a new generation through a modern approach to lending and personal finance. We expanded into other types of loans, and then into insurance and wealth management with similarly inventive products and soon to be launched SoFi money a modern take on a checking or savings account. As the company has grown, we’ve been able to help more people with these...
Kickstarter is looking for an experienced paralegal to join our legal team.
About the Team
Kickstarter’s Legal team is responsible for all legal aspects of Kickstarter, Drip, and The Creative Independent. From corporate governance structures and site policies to public policy, we’re constantly thinking about our impact both inside and outside of Kickstarter’s walls.
In This Role, You Will:
Serve as both support and liaison between the legal team and the broader company.
Field internal and third-party requests.
Manage our contract management and internal record-keeping systems.
Assist in the preparation, negotiation and execution of routine commercial contracts.
Support the legal team’s corporate governance functions for Kickstarter and its subsidiaries.
Conduct research on regulatory and compliance issues.
Participate in public policy review and development. ...
Sep 19, 2018
Full time
Kickstarter is looking for an experienced paralegal to join our legal team.
About the Team
Kickstarter’s Legal team is responsible for all legal aspects of Kickstarter, Drip, and The Creative Independent. From corporate governance structures and site policies to public policy, we’re constantly thinking about our impact both inside and outside of Kickstarter’s walls.
In This Role, You Will:
Serve as both support and liaison between the legal team and the broader company.
Field internal and third-party requests.
Manage our contract management and internal record-keeping systems.
Assist in the preparation, negotiation and execution of routine commercial contracts.
Support the legal team’s corporate governance functions for Kickstarter and its subsidiaries.
Conduct research on regulatory and compliance issues.
Participate in public policy review and development. ...
Robinhood is changing the way America invests. We believe our financial system should work for everyone and not just a few. We offer commission-free trading for stocks, ETFs, options, and cryptocurrencies—all in one, user-friendly platform. Since our public launch in 2015, we’ve enabled millions of people to participate in the markets, cementing us as the fastest-growing brokerage ever.
About the Role
Robinhood is hiring a Risk Associate to join its Market Operations team in Lake Mary. The Risk Associate will be responsible for monitoring the critical risks associated with running a brokerage. You will be monitoring our “Battlestation”, a set of real-time dashboards and alerts, and taking action on any anomalies.
As a Risk Associate you will:
Monitor real-time market and trading dashboards and alerts
Design and follow policies and procedures in the event of alerts or data outliers
Quickly diagnose and resolve issues independently or...
Sep 19, 2018
Full time
Robinhood is changing the way America invests. We believe our financial system should work for everyone and not just a few. We offer commission-free trading for stocks, ETFs, options, and cryptocurrencies—all in one, user-friendly platform. Since our public launch in 2015, we’ve enabled millions of people to participate in the markets, cementing us as the fastest-growing brokerage ever.
About the Role
Robinhood is hiring a Risk Associate to join its Market Operations team in Lake Mary. The Risk Associate will be responsible for monitoring the critical risks associated with running a brokerage. You will be monitoring our “Battlestation”, a set of real-time dashboards and alerts, and taking action on any anomalies.
As a Risk Associate you will:
Monitor real-time market and trading dashboards and alerts
Design and follow policies and procedures in the event of alerts or data outliers
Quickly diagnose and resolve issues independently or...
Robinhood is changing the way America invests. We believe our financial system should work for everyone and not just a few. We offer commission-free trading for stocks, ETFs, options, and cryptocurrencies—all in one, user-friendly platform. Since our public launch in 2015, we’ve enabled millions of people to participate in the markets, cementing us as the fastest-growing brokerage ever. As we work to democratize the financial system, the Compliance team contributes to our mission every day by providing firm and investor protection.
About the Role
The Compliance Manager will be responsible for designing and executing Robinhood Securities’ compliance function so it scales to support Robinhood’s ambitious growth plans. The candidate will design, implement and iterate on our compliance program overseeing the following brokerage back-office areas; cashiering, securities processing, settlements, and reporting functional areas. The candidate will also...
Sep 19, 2018
Full time
Robinhood is changing the way America invests. We believe our financial system should work for everyone and not just a few. We offer commission-free trading for stocks, ETFs, options, and cryptocurrencies—all in one, user-friendly platform. Since our public launch in 2015, we’ve enabled millions of people to participate in the markets, cementing us as the fastest-growing brokerage ever. As we work to democratize the financial system, the Compliance team contributes to our mission every day by providing firm and investor protection.
About the Role
The Compliance Manager will be responsible for designing and executing Robinhood Securities’ compliance function so it scales to support Robinhood’s ambitious growth plans. The candidate will design, implement and iterate on our compliance program overseeing the following brokerage back-office areas; cashiering, securities processing, settlements, and reporting functional areas. The candidate will also...
Introduction
At Guideline, we’re helping Americans save for a better future. Guideline is the only 401(k) provider with a fee-free, full-stack 401(k) offering that automates plan administration and compliance with a platform that directly integrates with many of the most popular payroll providers.
By building a transparent and first-of-its-kind software, the Guideline team is providing a fresh alternative to legacy providers who have put profit over the interests of employees. Our company aims to give employees the opportunity to save as much as possible for retirement.
With over 3,500 clients and hundreds of millions of dollars in assets under management in just a couple years of operations, we’re well on our way to making smart retirement planning easy for everyone.
Job Description
We are seeking an entry-level Operations Coordinator to join our team. Our ideal candidate is a collaborative self-starter who...
Sep 14, 2018
Full time
Introduction
At Guideline, we’re helping Americans save for a better future. Guideline is the only 401(k) provider with a fee-free, full-stack 401(k) offering that automates plan administration and compliance with a platform that directly integrates with many of the most popular payroll providers.
By building a transparent and first-of-its-kind software, the Guideline team is providing a fresh alternative to legacy providers who have put profit over the interests of employees. Our company aims to give employees the opportunity to save as much as possible for retirement.
With over 3,500 clients and hundreds of millions of dollars in assets under management in just a couple years of operations, we’re well on our way to making smart retirement planning easy for everyone.
Job Description
We are seeking an entry-level Operations Coordinator to join our team. Our ideal candidate is a collaborative self-starter who...
